Senior Executive Vice President Senior Executive Vice President Fournier J. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. He is also a member of the Southeastern Council of Foundations. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. She is also a member of the Rotary Club of Greater Birmingham. Member FDIC. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Chief Financial Officer. Logan M. Pichel The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Nix commits much of his time to community engagement and professional organizations. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Regions Bank names Maynard attorney Andrew Nix chief governance officer Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. All Rights Reserved. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Hope D.Mehlman Privacy Policy. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). To ensure the most secure and best overall experience on our website, we recommend the latest versions of. 2023 Regions Bank. Dana Nolan serves as the Head of Investor Relations at Regions. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. The LifeGreen color is a trademark of Regions Bank. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. He earned a masters degree in Human Resources from Boston University. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. He is a alumnus of the Graduate School of Banking at Louisiana State University. About Regions Financial Corporation Head of Enterprise Operations. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Tammy LoCascio Chief Operating Officer . Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Chief Risk Officer. Birmingham's largest bank has added a new leader to its ranks. Advisory Services are offered through Cetera Investment Advisers LLC. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. and David Popwell President, Specialty Banking . Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Regions provides links to other websites merely and strictly for your convenience. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Senior Executive Vice President Brett D. Couch Gartner Terms of Use Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Head - Financial Risk. Building a detailed plan. Regions Bank Names Andrew Nix as Chief Governance Officer He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. John B. Owen The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Head of Corporate Banking Group. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Regions Investment Solutions is a marketing name of Cetera Investment Services. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Senior Executive Vice President He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Monday through Friday. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. He leads the companys executive leadership team. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 He is responsible for 1,500+ facilities and workplace strategy. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Bank Compliance Officer Job Description Example There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. His primary focus was financial institutions. You should consult privacy disclosures at the linked website for further information. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Scott M. Peters She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Youre about to leave Regions to use an external site. Regions News on Twitter: @RegionsNews. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Regions Financial's Chief Operating Officer John Owen to retire Senior Executive Vice President Ritter is a member of Regions Executive Leadership Team. Executive Vice President Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Senior Executive Vice President Corporate Banking Division Head. Privacy Policy. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Head of Corporate Responsibility and Community Engagement. By clicking the "Access Your Download" button, you are agreeing to the Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Tara Plimpton - Senior Executive Vice President Chief Legal Officer and He is a member of the banks Executive Leadership Team. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Head of Commercial Banking. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Nolan joined Regions in 1989. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Save time and execute with confidence when creating your strategic plan for compliance. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. ET He is also a member of the companys Executive Leadership Team. She joined Regions in 2003 to lead Consumer Credit Risk. Executive Vice President Use this one-page template to communicate your strategy with internal business partners. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Discover the four best practice approaches in investigation management. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Questions about becoming a Gartner client? Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Senior Executive Vice President The LifeGreen color is a trademark of Regions Bank. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Additional information about Regions and its full line of products and services can be found at www.regions.com. and Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He is also a member of the United Ways Tocqueville Society. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Chief Risk Officer. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Executive Vice President Management | Regions Financial Corporation Barb Godin Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Head of Wealth Management Group. Danella earned a bachelors degree in Economics and English from Vanderbilt. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Prior to assuming his current role, he. This press release features multimedia. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. for the Southeastern Chapter of the Society for Corporate Governance. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. She is a member of the companys Executive Leadership Team. Boots Gale, III is general counsel and corporate secretary for Regions. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Beth Ardoin Chief Communications Officer . Keenan has more than 25 years of human resources experience and has been in his current role since 2010. President and Chief Executive Officer of Regions Financial Corporation.